Matribhumi Samachar English
Washington, D.C.–(Newsfile Corp. – December 8, 2025) – The Securities and Exchange Commission today announced that Lori J. Schock, who has served as the Director of the Office of Investor Education and Assistance (OIEA) since 2009, will retire from the agency at the end of December. “I have known Lori …
Read More »SEC to Host Webinar for Transfer Agents on Regulation S-P
Washington, D.C.–(Newsfile Corp. – December 5, 2025) – The Securities and Exchange Commission today announced it will hold the second in its series of compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The event, for Transfer Agents, is a webinar scheduled for Dec. 17 from 1 …
Read More »SEC Investor Advisory Committee to Host Panels to Discuss Reconsideration of the Eligibility Criteria and Regulatory Treatment of Foreign Private Issuers
Washington, D.C.–(Newsfile Corp. – September 11, 2025) – The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting at the SEC Headquarters in Washington D.C. on Sept. 18, 2025, at 10 a.m. ET. The meeting will also be webcast on the SEC website. The committee will host …
Read More »SEC and CFTC Issue Joint Statement on Regulatory Harmonization Efforts; Will Co-Host Roundtable Sept. 29
Washington, D.C.–(Newsfile Corp. – September 5, 2025) – The Securities and Exchange Commission and the Commodity Futures Trading Commission (CFTC) today issued a joint statement on regulatory harmonization opportunities and announced a joint roundtable to be held on Sept. 29, 2025, from 1 p.m. to 5 p.m. “It is a …
Read More »SEC Announces Agenda and Panelists for Roundtable on Trade-Through Prohibitions
Washington, D.C.–(Newsfile Corp. – August 27, 2025) – The Securities and Exchange Commission today announced the agenda and panelists for its September 18, 2025 roundtable on trade-through prohibitions. The roundtable will be held at the SEC’s headquarters at 100 F Street, N.E., Washington, D.C., from 9:15 a.m. – 4:15 p.m. …
Read More »SEC Names Judge Margaret Ryan as Director of the Division of Enforcement
Washington, D.C.–(Newsfile Corp. – August 21, 2025) – The Securities and Exchange Commission today announced that Judge Margaret “Meg” Ryan has been named Director of the Division of Enforcement, effective Sept. 2, 2025. Acting Director of Enforcement Sam Waldon will return to his previous role as Chief Counsel for the …
Read More »SEC Launches New Statistics and Data Visualizations Webpage
Washington, D.C.–(Newsfile Corp. – August 13, 2025) – Today, the Securities and Exchange Commission announced a new statistics and data visualization page that includes statistics and graphics on key elements of the capital markets, such as initial public offerings, exempt offerings, corporate bond offerings, reporting issuers, municipal advisors, transfer agents, …
Read More »SEC Creates Task Force to Tap Artificial Intelligence for Enhanced Innovation and Efficiency Across the Agency
Washington, D.C.–(Newsfile Corp. – August 1, 2025) – The Securities and Exchange Commission today announced the launch of a task force on artificial intelligence (AI) that will spearhead the agency’s efforts to enhance innovation and efficiency in its operations through the responsible use of AI. Valerie Szczepanik, who has been …
Read More »On the Road: SEC Crypto Task Force to Host a Series of Roundtables Across the U.S.
Washington, D.C.–(Newsfile Corp. – August 1, 2025) – The Securities and Exchange Commission announced today that its Crypto Task Force will host a series of roundtables across the country to provide opportunities for additional stakeholders to meet with Commissioner Hester Peirce, who leads the Crypto Task Force. “We want to …
Read More »SEC Charges Georgia-based First Liberty Building & Loan and its Owner for Operating a $140 Million Ponzi Scheme
Washington, D.C.–(Newsfile Corp. – July 10, 2025) – The Securities and Exchange Commission today announced that it filed charges seeking an asset freeze and other emergency relief against Newnan, Georgia-based First Liberty Building & Loan, LLC and its founder and owner Edwin Brant Frost IV in connection with a Ponzi …
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