Tag Archives: Securities and Exchange Commission

Washington D.C.–(Newsfile Corp. – February 10, 2025) – The Securities and Exchange Commission today provided an exemption from the requirement to report certain personally identifiable information (PII) – names, addresses, and years of birth – to the Consolidated Audit Trail (CAT) for natural persons.  Bad actors have become increasingly sophisticated …

Washington, D.C.–(Newsfile Corp. – February 7, 2025) – The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and from reporting on Form SHO. As a result of the exemption, filings on initial Form SHO reports from institutional investment managers …

Washington, D.C.–(Newsfile Corp. – February 4, 2025) – The Securities and Exchange Commission today announced Acting Chairman Mark T. Uyeda’s executive staff, which will advise the Acting Chairman on matters before the Commission and work closely with SEC staff. Gabriel Eckstein, Chief of StaffSteven Levine, Deputy Chief of StaffHolly Hunter-Ceci, …

Washington, D.C.–(Newsfile Corp. – January 29, 2025) – The Securities and Exchange Commission, together with the Commodity Futures Trading Commission (CFTC), extended the compliance date for the amendments to Form PF that were adopted on Feb. 8, 2024. The compliance date for these amendments, which was originally March 12, 2025, …