{"id":26479,"date":"2025-01-29T05:29:19","date_gmt":"2025-01-28T23:59:19","guid":{"rendered":"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/"},"modified":"2025-01-29T18:09:40","modified_gmt":"2025-01-29T12:39:40","slug":"sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations","status":"publish","type":"post","link":"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/","title":{"rendered":"SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations"},"content":{"rendered":"<p style=\"text-align: justify;\">Washington D.C.&#8211;(Newsfile Corp. &#8211; January 28, 2025) &#8211; The Securities and Exchange Commission\u2019s Office of Credit Ratings (OCR) today published its annual\u00a0<a href=\"https:\/\/api.newsfilecorp.com\/redirect\/4Q4RAhb3Wk\">Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs)<\/a>\u00a0summarizing the findings of the NRSRO examinations and discussing the state of competition, transparency, and conflicts of interest among NRSROs.<\/p>\n<p style=\"text-align: justify;\">\u201cProviding effective oversight of credit ratings used by market participants is a critical component of the SEC\u2019s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation,\u201d said SEC Acting Chairman Mark Uyeda. \u201cThe report, which is mandated by statute, reflects the observations, analysis, and expertise of SEC staff in overseeing credit rating agencies.\u201d<\/p>\n<p style=\"text-align: justify;\">\u201cOur examinations cover the eight statutory review areas while focusing on risks unique to the industry and each firm,\u201d said Lori Price, Director of the SEC&#8217;s Office of Credit Ratings. \u201cWe stay informed of market trends and developments throughout the year and publish a summary of our work in the annual report on NRSROs.\u201d<\/p>\n<p style=\"text-align: justify;\">The staff\u2019s 2024 NRSRO examinations reviewed several areas, including:<\/p>\n<p style=\"text-align: justify;\">the process by which NRSROs determine whether their methodologies are appropriately designed to reflect their view of relevant credit risks as conditions evolve;<\/p>\n<p style=\"text-align: justify;\">surveillance practices of NRSROs to assess compliance with statutory and rule requirements, such as the requirement to have an effective internal control structure;<\/p>\n<p style=\"text-align: justify;\">commercial real estate related rating activity to assess NRSRO adherence to rating methodologies and surveillance requirements; and<\/p>\n<p style=\"text-align: justify;\">securities ownership policies for NRSRO employees and directors to assess whether such policies are reasonably designed to address and manage the related potential conflicts of interest.<\/p>\n<p style=\"text-align: justify;\">The staff examines NRSROs to promote compliance with applicable federal securities laws and rules. The staff also discusses credit rating activity and industry developments with NRSROs and market participants. OCR provides its examination findings to Congress and the public in its annual staff report.<\/p>\n<p>Featured Article<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Washington D.C.&#8211;(Newsfile Corp. &#8211; January 28, 2025) &#8211; The Securities and Exchange Commission\u2019s Office of Credit Ratings (OCR) today published its annual\u00a0Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs)\u00a0summarizing the findings of the NRSRO examinations and discussing the state of competition, transparency, and conflicts of interest among NRSROs. \u201cProviding effective oversight of credit ratings &hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[130],"tags":[25617],"class_list":["post-26479","post","type-post","status-publish","format-standard","","category-international","tag-sec-publishes"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v21.8.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations - Matribhumi Samachar English<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations - Matribhumi Samachar English\" \/>\n<meta property=\"og:description\" content=\"Washington D.C.&#8211;(Newsfile Corp. &#8211; January 28, 2025) &#8211; The Securities and Exchange Commission\u2019s Office of Credit Ratings (OCR) today published its annual\u00a0Staff Report on Nationally Recognized Statistical Rating Organizations (NRSROs)\u00a0summarizing the findings of the NRSRO examinations and discussing the state of competition, transparency, and conflicts of interest among NRSROs. \u201cProviding effective oversight of credit ratings &hellip;\" \/>\n<meta property=\"og:url\" content=\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/\" \/>\n<meta property=\"og:site_name\" content=\"Matribhumi Samachar English\" \/>\n<meta property=\"article:published_time\" content=\"2025-01-28T23:59:19+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2025-01-29T12:39:40+00:00\" \/>\n<meta name=\"author\" content=\"Saransh Kanaujia\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Saransh Kanaujia\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/\",\"url\":\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/\",\"name\":\"SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations - Matribhumi Samachar English\",\"isPartOf\":{\"@id\":\"https:\/\/matribhumisamachar.com\/en\/#website\"},\"datePublished\":\"2025-01-28T23:59:19+00:00\",\"dateModified\":\"2025-01-29T12:39:40+00:00\",\"author\":{\"@id\":\"https:\/\/matribhumisamachar.com\/en\/#\/schema\/person\/0a61403f4baf9627e92218b53a1e65f1\"},\"breadcrumb\":{\"@id\":\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/matribhumisamachar.com\/en\/2025\/01\/29\/sec-publishes-annual-staff-report-on-nationally-recognized-statistical-rating-organizations\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/matribhumisamachar.com\/en\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/matribhumisamachar.com\/en\/#website\",\"url\":\"https:\/\/matribhumisamachar.com\/en\/\",\"name\":\"Matribhumi Samachar English\",\"description\":\"\",\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/matribhumisamachar.com\/en\/?s={search_term_string}\"},\"query-input\":\"required name=search_term_string\"}],\"inLanguage\":\"en-US\"},{\"@type\":\"Person\",\"@id\":\"https:\/\/matribhumisamachar.com\/en\/#\/schema\/person\/0a61403f4baf9627e92218b53a1e65f1\",\"name\":\"Saransh Kanaujia\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/matribhumisamachar.com\/en\/#\/schema\/person\/image\/\",\"url\":\"https:\/\/secure.gravatar.com\/avatar\/45a8b03a1b1bb8255014f5e62f9cfea0eb8a9f7a6a604f9879038df08da23cea?s=96&d=mm&r=g\",\"contentUrl\":\"https:\/\/secure.gravatar.com\/avatar\/45a8b03a1b1bb8255014f5e62f9cfea0eb8a9f7a6a604f9879038df08da23cea?s=96&d=mm&r=g\",\"caption\":\"Saransh Kanaujia\"},\"description\":\"Saransh Kanaujia is currently editor of Matribhumi Samachar Group. 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